Cftc dsio

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August undefined, 2024

WebApr 7, 2024 · The Commodity Futures Trading Commission and the National Futures Association in recent weeks have issued relief in response to the challenges that many market participants face in light of the coronavirus (COVID-19) pandemic. ... Subject to the relief provided by DSIO under CFTC Staff Letter 20-03, the 30.5 Foreign Broker creates … WebThe CFTC's Division of Swap Dealer and Intermediary Oversight (DSIO) is the CFTC component charged with oversight of NFA and its duties. DSIO regularly assesses …

CFTC and NFA Issue Additional COVID-19 Regulatory Relief

WebOct 11, 2024 · Director Joshua B. Sterling of the CFTC’s Division of Swap Dealer and Intermediary Oversight (DSIO or Division) delivered several speeches in September and early October 2024, setting forth... WebOn July 9, 2024, the CFTC's Division of Swap Dealer and Intermediary Oversight (DSIO) issued Advisory Letter 19-16(advisory) which clarifies that documentation governing the posting, collection, and custody of initial margin(IM) for uncleared derivatives under CFTC rules (IM documentation) is not required to be completed until a party is required … most profitable eth mining pool

CFTC Permits CTAs to Use Third-Party Recordkeepers; Notice Filing ...

WebMay 5, 2024 · On December 4, 2024, the CFTC's Division of Swap Dealer and Intermediary Oversight (DSIO) issued an advisory addressing requirements for chief compliance officer (CCO) annual reports that must be submitted to the CFTC by swap dealers (SDs), major swap participants (MSPs), and futures commission merchants (FCMs) (collectively, … WebDiversity and Inclusion at the CFTC Market Participants Division (MPD) The Market Participants Division (MPD) was formed in October 2024 as part of an agency … Web7 hours ago · The Commodity Futures Trading Commission (Commission or CFTC) is proposing to amend its derivatives clearing organization ... On July 10, 2024, the Division of Swap Dealer and Intermediary Oversight (DSIO) (now Market Participants Division (MPD)) and the Division of Clearing and Risk (DCR) published CFTC Letter No. 19–17, ... mini maglite repair switch assembly

CFTC No Action for International International …

RE: REQUEST FOR NO-ACTION LETTER REGARDING THE …

Web(“DSIO”) has issued the advisory8 in order to “provide additional guidance to Registrants” regarding the ... [CCO] duties and requirements under CFTC regulation 3.3.”15 DSIO advises that, if applicable to a Registrant, a discussion of subpart D of part 75 of the CFTC’s regulations and applicable subpart D requirements, as well as ... WebDSIO, the ARRC is requesting no-action relief associated with upcoming discount rate changes by certain derivatives clearing organizations (“DCOs”). I. Introduction The ARRC appreciates the DSIO’s issuance of CFTC Letter No. 19-26, which provided relief from some mini maglite led flashlight holster packWebSep 2, 2024 · On November 14, 2013, the CFTC’s Division of Swap Dealer and Intermediary Oversight (DSIO” issued a staff advisory (the ANE Staff Advisory) that a non-U.S. SD that regularly uses personnel or agents located in the United States to arrange, negotiate, or execute a swap with a non-U.S. person (ANE Transactions) generally is subject to ... most profitable ethereum pool

"WebJul 20, 2024 · Oversight (DSIO) of the U.S. Commodity Futures Trading Commission (CFTC or Commission) under the Commodity Exchange Act (CEA) and CFTC … " - Cftc dsio

Cftc dsio

DSIO Director Explains Thematic Commodity Pool Operator, …

WebSep 18, 2024 · The DSIO No-Action Relief extends to a greater range of eligible end users than the CFTC’s prior relief, adding small financial institutions with less than US$10 billion in assets and certain entities addressed in a recent proposed CFTC rulemaking, namely certain community development corporations as well as bank holding companies and …

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WebMay 5, 2024 · On December 4, 2024, the CFTC's Division of Swap Dealer and Intermediary Oversight (DSIO) issued an advisory addressing requirements for chief compliance … WebAug 13, 2024 · DSIO’s advisory came shortly after then-CFTC chairman J. Christopher Giancarlo urged U.S. and global financial regulators to “mak [e] the relatively modest adjustment of clarifying that an entity need not have in place systems and documentation to exchange initial margin on uncleared swaps with a given counterparty if the calculated …

WebMay 21, 2024 · April 20, 2024, Division of Swap Dealer Intermediary Oversight DSIO Commodity Futures Trading Commission CFTC permits registered commodity trading advisors third-party recordkeepers for storage ... WebSep 4, 2024 · On August 31, the Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) issued a no-action letter (No-Action Letter 20-23) providing additional relief to swap dealers (SDs) and other market participants related to the industry-wide initiative to transition from swaps that reference …

WebApr 1, 2013 · The CFTC’s Division of Swap Dealer and Intermediary Oversight (DSIO) has issued a time-limited no-action relief for swap dealers and major swap participants. The no action relief concerns certain recordkeeping obligations under Part 23 of the Commission’s Regulations. In a press release issued by the CFTC, the no-action letter states that ... Web68 rows · CFTC Regulations CFTC …

WebNov 19, 2024 · The US Commodity Futures Trading Commission’s (CFTC’s) Division of Swap Dealer and Intermediary Oversight (DSIO) issued CFTC Staff Letter No. 20-34 (the Advisory) on October 21, 2024, clarifying its views on the acceptance, holding, and reporting of virtual currency (e.g., bitcoin or ether) in segregated accounts by futures commission …

WebJan 22, 2024 · Any Registrant furnishing a CCO Annual Report to the CFTC that DSIO staff determines is not in compliance with §§ 3.3(e) and (f) may be required to submit a … mini maglite led flashlight 2 cell aaWebSIFMA AMG, the IAA, Willkie, Farr & Gallagher, and Fried, Frank, Harris, Shriver & Jacobson LLP submitted a letter to Commodity Futures Trading Commission (CFTC) DSIO calling their attention to, and requesting clarification of, statements made in the Preamble to the Part 4 Proposal published in October 2024 that have been raised in … most profitable events to organizeWebFeb 21, 2024 · DSIO Exams will continue to monitor the activities of CFTC registrants including reviewing notices, risk management programs, financial statement filings, risk … mini maglite replacement switch assemblyWebFeb 21, 2024 · DSIO Exams will continue to monitor the activities of CFTC registrants including reviewing notices, risk management programs, financial statement filings, risk exposure reports, risk assessment reports, and chief compliance officer annual reports. Division of Clearing & Risk (DCR) most profitable evergreen nichesWebSep 26, 2024 · CFTC's DSIO plans 'thematic reviews' of large swap dealers and asset managers Examinations to begin in first quarter of 2024 26 September 2024 By Jeff Reeves After the swearing in of a new chairman in July, the U.S. Commodity Futures Trading Commission is staffed up and getting down to business. most profitable ev charging companyWeb1 day ago · COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 39 RIN 3038-AF21 Derivatives Clearing Organization Risk Management Regulations to Account for ... 68 This expectation is consistent with the statement of the directors of DCR and DSIO in issuing CFTC Letter No. 19-17. CFTC, Statement by the Directors of the Division of … most profitable etsy shopsWeb7 hours ago · The Commodity Futures Trading Commission (Commission or CFTC) is proposing to amend its derivatives clearing organization ... On July 10, 2024, the Division … most profitable eth mining software